Page 86 - Tata_Chemicals_yearly-reports-2019-20

Annexure 7 to Board’s Report
Form No. MR-3
Secretarial Audit Report for the financial year ended

March 31, 2020

[pursuant to Section 204 (1) of the Companies act, 2013 and rule no. 9 of the Companies (appointment and remuneration of Managerial
personnel) rules, 2014]

to, direct Investment, overseas direct Investment and external
the Members, Commercial Borrowings;
TATA CHEMICALS LIMITED
We have conducted the secretarial audit of the compliance (v) the following regulations and guidelines prescribed under
of applicable statutory provisions and the adherence to good the Securities and exchange Board of India act, 1992 (‘SeBI act’)
corporate practices by tata Chemicals limited (hereinafter called (a) the Securities and exchange Board of India (Substantial
‘the Company’). Secretarial audit was conducted in a manner acquisition of Shares and takeovers) regulations, 2011;
that provided us a reasonable basis for evaluating the corporate
conducts/statutory compliances and expressing our opinion (b) the Securities and exchange Board of India (prohibition
thereon. of Insider trading) regulations, 2015;
Based on our verification of the Company’s books, papers, minute (c) the Securities and exchange Board of India (Issue of
books, forms and returns filed and other records maintained by Capital and disclosure requirements) regulations, 2018
the Company, to the extent the information provided by the and amendments from time to time; (Not applicable
Company, its officers, agents and authorised representatives to the Company during the audit period)
during the conduct of secretarial audit, the explanations and
clarifications given to us and the representations made by the (d) the Securities and exchange Board of India (Share Based
Management and considering the relaxations granted by the employee Benefits) regulations, 2014; (Not applicable
Ministry of Corporate affairs and Securities and exchange Board to the Company during the audit period)
of India warranted due to the spread of the CoVId-19 pandemic, (e) the Securities and exchange Board of India (Issue and
we hereby report that in our opinion, the Company has, during listing of debt Securities) regulations, 2008;
the audit period covering the financial year ended on March 31,
2020, generally complied with the statutory provisions listed (f) the Securities and exchange Board of India (registrars
hereunder and also that the Company has proper Board processes to an Issue and Share transfer agents) regulations,
and compliance mechanism in place to the extent, in the manner 1993 regarding the Companies act and dealing with
and subject to the reporting made hereinafter: client; (Not applicable to the Company during the
audit period)
We have examined the books, papers, minute books, forms
and returns filed and other records made available to us and (g) the Securities and exchange Board of India (delisting
maintained by the Company for the financial year ended on March of equity Shares) regulations, 2009; (Not applicable to
31, 2020 according to the provisions of: the Company during the audit period) and

(i) the Companies act, 2013 (‘the act’) and the rules made (h) the Securities and exchange Board of India (Buyback of
thereunder; Securities) regulations, 2018; (Not applicable to the
Company during the audit period)
(ii) the Securities Contracts (regulation) act, 1956 (‘SCra’) and
the rules made thereunder; (vi) other laws applicable specifically to the Company namely :

(iii) the depositories act, 1996 and the regulations and Bye-laws 1. Food Safety and Standards act, 2006, rules and
framed thereunder; regulations thereunder;

(iv) Foreign exchange Management act, 1999 and the rules 2. legal Metrology act, 2009 and rules and regulations
and regulations made thereunder to the extent of Foreign thereunder.

84 I Integrated annual report 2019-20